Farrah S.
About Farrah S.
Farrah S. is a Vice President of Consumer Compliance at City National Bank, where she has worked since 2022. She has extensive experience in regulatory compliance, having held various roles in the financial sector, including positions at Wells Fargo and PHEAA.
Current Role at City National Bank
Farrah S. serves as the AVP Consumer Compliance at City National Bank, a position she has held since 2022. In this role, she conducts quality control reviews of financial reports and legal affidavits to ensure accuracy and compliance with regulatory standards. Her responsibilities include overseeing compliance measures and ensuring that the bank adheres to relevant laws and regulations.
Previous Experience in Compliance and Legal Roles
Farrah S. has extensive experience in compliance and legal roles. She worked as a Lead Compliance Officer at Wells Fargo from 2021 to 2022 and as a Regulatory Consultant at Wells Fargo Securities for three months in 2019. Additionally, she held positions as a Compliance Auditor for the Commonwealth of Pennsylvania and as a Document Review Specialist at PHEAA. Her background includes roles that focus on ensuring adherence to regulatory standards.
Educational Background in Law and Business
Farrah S. earned her Doctor of Law (JD) degree from the University of the District of Columbia David A. Clarke School of Law, studying American/U.S. Law/Legal Studies/Jurisprudence from 2015 to 2019. Prior to that, she obtained a Bachelor of Arts (BA) in Business Administration, Management, and Operations from Elizabeth City State University, where she studied from 2001 to 2005. This educational foundation supports her expertise in regulatory compliance.
Expertise in Regulatory Compliance
Farrah S. possesses expertise in regulatory compliance, particularly related to the Securities Exchange Act of 1934 and the Investment Company Act of 1940. She has in-depth knowledge of UDAAP, REG Z, and regulations from various regulatory bodies, including OCC, CFPB, SEC, and FINRA. Her experience includes performing internal controls testing and operational audits to ensure compliance with these regulatory standards.
Professional Experience Overview
Farrah S. has a diverse professional background with roles spanning over a decade. She has worked in various capacities, including as a Senior Business Line Risk Analyst at Ally from 2019 to 2022 and as a Quality Assurance Specialist at Chamberlin Edmonds from 2010 to 2013. Her career reflects a strong focus on compliance, risk management, and quality assurance in financial services.